Process performance qualification

Process performance qualification (PPQ) is the second stage of process validation. FDA Guidance 2011, Process Validation: General Principles and Practice sets its goal. It aims to show that the commercial process works as expected. This is done through five key elements: (i) a qualified facility, (ii) equipment and parts, (iii) trained staff, (iv) a well-understood process, and (v) control steps.

PPQs must be finished before starting commercial production. The approach should be based on a deep scientific understanding of the product and process. It involves the use of the five elements mentioned above.

Manufacturing conditions during PPQs are based on understanding the process. This includes data from clinical and small-scale studies. It’s expected that PPQ will involve a lot of sampling and testing. This ensures the drug product quality is consistent throughout the batch.

Process performance qualification (PPQ)

Key Points: Process Performance Qualification (PPQ)

  • Definition: PPQ is the second stage of process validation, aimed at confirming that the commercial manufacturing process performs as expected.
  • Key Goal: Demonstrates process design and performance through five essential elements:
    1. Qualified facility and utilities
    2. Equipment and components
    3. Trained personnel
    4. Well-understood manufacturing process
    5. Control procedures
  • Regulatory Basis: Based on FDA Guidance 2011, Process Validation: General Principles and Practice.
  • Extensive Scrutiny: Involves thorough sampling, testing, and monitoring to ensure product consistency and quality.
  • Regulatory Requirement: Mandated by the FDA as part of compliance.
  • Purpose: Validates the reliability and consistency of the manufacturing process to produce quality products.
  • Timing: Conducted as the final step in the validation process, following process design, qualification, and verification.

Prerequisites for PPQ

  • Critical Material Properties: Identification of glass transition temperature (Tg’) and collapse temperature.
  • Facility and Equipment Qualification: Includes operational and performance qualifications.
  • API Validation: Validation of active pharmaceutical ingredients for drug product validation.
  • Documentation: Selection and rationale for Critical Quality Attributes (CQAs) and Critical Process Parameters (CPPs).
  • Aseptic and Sterilization Validation: Includes sterilizing filters and depyrogenation.
  • Container Closure Integrity: Validation to ensure sealing and protection (if applicable).
  • Analytical Method Validation: verification and qualification of testing methods, including PAT.
  • SOP Development: Standard operating procedures written and approved.
  • Training and Preventive Maintenance: GMP and process-specific training completed; preventive maintenance programs implemented.
  • Approved PPQ Protocol: Protocol containing pre-defined acceptance criteria approved.
  • Clean Equipment Verification: Ensures equipment cleanliness before processing.

PPQ Protocol for Lyophilized Products

  • Batch Size Determination:
    • Minimum and maximum batch sizes are defined based on shelf load in the lyophilizer.
    • Considerations for small batch sizes include faster drying times and managing filling line losses.
    • Maximum batch size selected to avoid exceeding condenser capacity and ensure uniform drying.
  • Lyophilization Parameters:
    • Parameters like shelf temperature and chamber pressure must be optimized to prevent product failure.
    • Vapor flux managed to align with lyophilizer capacity during sublimation.
  • Batch Loading Strategy:
    • Location consistency of shelf use during validation and subsequent batches.
    • Address time-sensitive products like vaccines or antibodies to prevent quality loss during the process.

Key Points on Process Performance Qualification (PPQ) Protocol:

  • Definition:
    • Part of process validation focused on ensuring consistent production quality.
    • Documents essential conditions, controls, tests, and expected outcomes of the manufacturing process.
  • FDA-Recommended Criteria for PPQ Protocol:
    • Manufacturing Conditions: Define operating parameters, equipment limits, and component inputs.
    • Data Recording: Specify what data to record and analyze.
    • Quality Tests: Outline tests for quality assurance at each production step.
    • Sampling Plan: Detail methods for sampling during and between production batches.
    • Analysis Methodology:
      • Use statistical and risk-oriented approaches for decision-making.
      • Define variability limits and contingencies for non-conforming data.
    • Protocol Approval: Obtain approval from relevant departments.
    • Deviations: Address deviations within the protocol framework, subject to quality control approval.
  • Documentation Requirements:
    • Internal publication of the protocol document.
    • Include:
      • Summary: Relevant data and analysis.
      • Unexpected Data: Explanation of deviations and their impact on production quality.
      • Process Changes: Identify correlating effects and suggest process improvements.

Conclusion: Determine if the process is adequately qualified to meet performance standards.

Number of PPQ Lots

  • Pre-defined lots: Batches are manufactured to assess variability and demonstrate process consistency.
  • Suggested Approach:
    • Three batches at maximum lyophilizer load.
    • One batch at minimum lyophilizer load.
    • Justifications for alternative approaches based on control strategies are acceptable.
  • Bracketing Approach: utilized to minimize PPQ runs when multiple dose strengths or lyophilizers are involved.

Final Notes

  • Cleaning validation may run concurrently with PPQ but must be completed and approved before commercial processing.
  • Functional equivalency of lyophilizers should be demonstrated to ensure manufacturing flexibility

Conclusion

Process Performance Qualification (PPQ) is a critical phase in ensuring the reliability and consistency of commercial manufacturing processes. By leveraging a scientifically robust approach, PPQ confirms that the process design and control strategies are effective in producing high-quality drug products. The comprehensive prerequisites, including equipment validation, aseptic process qualification, and analytical method verification, establish a strong foundation for successful PPQ execution. Additionally, careful planning of batch sizes, lyophilization parameters, and the number of PPQ lots ensures process reproducibility and compliance with regulatory standards. Ultimately, PPQ serves as a pivotal step in validating manufacturing processes, safeguarding product quality, and building confidence for commercial production

For more insights

For more insights on troubleshooting and optimizing your freeze-drying process, explore our Freeze Dryer Troubleshooting Guide. Additionally, learn how to prevent issues like compressor excess pressure or ensure the operational qualification of lyophilizers.

To maximize freeze-drying efficiency, check out tips on selecting the best fruits for freeze-drying and mastering emergency food essentials. For in-depth guidance on reconstituting freeze-dried raw eggs, visit How to Reconstitute Freeze-Dried Raw Eggs.

By adhering to PPQ protocols and leveraging resources like these, manufacturers can ensure optimal outcomes in the freeze-drying process.

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